Wealth Management Associate

Middletown, NY

Job Category: Finance Job Number: NP189617224 Pay Rate: 100000.00

Job Description


Summary

 

The Wealth Management Associate candidate will report to the CEO and the advisory team.

 

The ideal candidate will be a strong collaborator who can deliver world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team oriented, and can execute in a way that encourages creativity and continuous improvement.

 

Essential Duties and Responsibilities
  • Looking for a self-starter/motivated candidate with at least 2 years’ experience preferably in the financial services industry
  • Candidate will provide assistance to the team on a variety of products and services offered by the firm.
  • Demonstrate a deep understanding and the ability to learn the financial markets.
  • Assist in client meetings, preparing and follow-up including assembling paperwork, report generation, appointment scheduling and post-meeting documentation.
  • Ability to attend meetings throughout the Hudson Valley in our satellite offices with a senior advisor and work evenings as needed. 

 

Knowledge, Skills, Abilities
  • Strong knowledge of the markets, investment management and financial planning a plus
  • Ability to manage client relationships.
  • Assist prospects / clients plan for short- and long-term goals with primary focus on retirement planning and wealth management. 
  • Prepare reports, assist advisor in constructing financial plans, assist with meeting preparation and post meeting responsibilities.

 

Education/Experience
  • 2 years of work experience - preferably in the financial services industry
  • Bachelor’s Degree
  • Knowledge of Bloomberg, Morningstar or other portfolio management software a plus 

 

Licenses, Registration
  • Series 7, 66 (or 65 and 63) registrations preferred (or ability to obtain through firm sponsorship)
  • State Insurance license preferred (or ability to obtain)

 

Benefits:
  • Opportunity to gain experience financially and professionally
  • Base salary 
  • Bonus’ and incentives
  • Healthcare – including major medical, dental and vision.
  • 401(k) and profit sharing
  • Paid time off.
  • Short Term Disability and Long-Term Disability 
  • Life insurance
Apply Online

Send an email reminder to:

Share This Job:

Related Jobs:

Login to save this search and get notified of similar positions.